Bolton Global Capital is our broker-dealer. By law, we are required to “hang” our securities license with a broker-dealer who provides back-office support to our business. This includes paperwork processing, operations activities, compliance & legal oversight and licensing support. We have chosen Bolton Global Capital for their longstanding reputation of providing intimate support to high-quality portfolio-management companies like Vaughn Woods Financial Group.
Secondly, we complete the proper new account forms for your review and signature.